Casebird
Ordinance Mode
Cap. 571
Securities and Futures Ordinance
證券及期貨條例
Part I
Preliminary
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Part II
Securities and Futures Commission
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Part III
Exchange Companies, Clearing Houses, Exchange Controllers, Investor Compensation Companies and Automated Trading Services
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Part IIIA
OTC Derivative Transactions
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Part IV
Offers of Investments
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Part IVA
Open-ended Fund Companies
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Part V
Licensing and Registration
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Part VI
Capital Requirements, Client Assets, Records and Audit Relating to Intermediaries
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Part VII
Business Conduct, etc. of Intermediaries
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Part VIII
Supervision and Investigations
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Part IX
Discipline, etc.
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Part X
Powers of Intervention and Proceedings
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Part XI
Securities and Futures Appeals Tribunal
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Part XII
Investor Compensation
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Part XIII
Market Misconduct Tribunal
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Part XIV
Offences Relating to Dealings in Securities and Futures Contracts, etc.
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Part XIVA
Disclosure of Inside Information
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Part XV
Disclosure of Interests
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Part XVI
Miscellaneous
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Part XVII
Repeals and Related Provisions
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Schedules
Schedules
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Securities and Futures Ordinance
Select a section on the left, or ask a question about Cap. 571
What are the licensing requirements for securities dealers?
Explain the market misconduct provisions under Cap. 571
What are the disclosure obligations for listed companies?
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