Securities and Futures Ordinance

Preliminary

Securities and Futures Commission

Exchange Companies, Clearing Houses, Exchange Controllers, Investor Compensation Companies and Automated Trading Services

OTC Derivative Transactions

Offers of Investments

Open-ended Fund Companies

Licensing and Registration

Capital Requirements, Client Assets, Records and Audit Relating to Intermediaries

Business Conduct, etc. of Intermediaries

Supervision and Investigations

Discipline, etc.

Powers of Intervention and Proceedings

Securities and Futures Appeals Tribunal

Investor Compensation

Market Misconduct Tribunal

Offences Relating to Dealings in Securities and Futures Contracts, etc.

Disclosure of Inside Information

Disclosure of Interests

Miscellaneous

Repeals and Related Provisions

Schedules